英语翻译5.Compliance with SEC Rule 15c2-11 (Penny Stock Rule) requires certain disclosuresby your broker in connection with execution of an equity trade under $5.00 a sharenot executed on an Exchange or NASDAQ.6.If the word "unsolicited" appears
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英语翻译5.Compliance with SEC Rule 15c2-11 (Penny Stock Rule) requires certain disclosuresby your broker in connection with execution of an equity trade under $5.00 a sharenot executed on an Exchange or NASDAQ.6.If the word "unsolicited" appears
英语翻译
5.Compliance with SEC Rule 15c2-11 (Penny Stock Rule) requires certain disclosures
by your broker in connection with execution of an equity trade under $5.00 a share
not executed on an Exchange or NASDAQ.
6.If the word "unsolicited" appears on the confirmation,the transaction was effected
pursuant to an unsolicited offer to buy or sell placed by the customer.
7.If the word "unsolicited" appears on the confirmation,the transaction was effected
pursuant to an unsolicited offer to buy or sell placed by the customer.
8.Genesis Securities,LLC.may record any or all telephone calls.Accounts may be
subject to fees for customer requested services.e.g.,security transfers,account
transfers,etc.If this confirmation is incorrect in any particular,notify your
broker immediately.Otherwise,reports of order execution and statements of this
account will be conclusive.
9.1 - Cash,2 - Margin,3 - Short Margin CAPACITY
(CAP):The capacity in which we have acted in this transaction with you is indicated
by the number appearing on the face of this form and described as follows:
先谢谢mengmeng0311的答案,另外这些翻译的背景是美国的股票市场,希望大家给我更多的帮助,
英语翻译5.Compliance with SEC Rule 15c2-11 (Penny Stock Rule) requires certain disclosuresby your broker in connection with execution of an equity trade under $5.00 a sharenot executed on an Exchange or NASDAQ.6.If the word "unsolicited" appears
5 .遵守SEC规则15c2 - 11 (仙股规则) ,规定某些披露
你的经纪人涉嫌与执行一项公平贸易下的5.00美元每股
不签的对赌或3:2 .
6 .如果用"来路不明" ,似乎就确认外,该交易是
根据一项来路不明提供买入或卖出放置的客户.
7.if字"来路不明" ,似乎就确认外,该交易是
根据一项来路不明提供买入或卖出放置的客户.
8 .成因证券,LLC公司.可以记录任何或所有电话.账户可用
受费,为用户要求的服务.例如,安全转移,帐户
转帐等,如果这份确认书不正确在任何特定的,通知你的
经纪人立即.否则,报告,以便执行和报表,这
帐户将被推翻.
9.1 -现金,2 -保证金,3 -短期保证金能力
(上限) :能力在这方面,我们已采取行动,在这与您的交易表明,
由数量出现了,面对这种形式,并描述如下: